Securities offering

Results: 1624



#Item
791Equity securities / Finance / Investment / Preferred stock / Convertible bond / Equity / Stock / Dividend / Initial public offering / Stock market / Financial economics / Corporate finance

STATEMENT OF POLICY REGARDING PREFERRED STOCK Adopted April 27, 1997 I. INTRODUCTION. The North American Securities Administrators Association,

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Source URL: www.coordinatedreview.org

Language: English - Date: 2001-05-15 14:57:18
792United States Securities and Exchange Commission / Financial economics / Investment / Chimera / Viruses / Initial public offering / Finance / Securities Act / Securities Exchange Act / Stock market / United States securities law / 73rd United States Congress

Microsoft Word - Complaint FINAL.docx

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Source URL: www.sec.gov

Language: English - Date: 2014-08-15 09:45:44
793Auction theory / Auctioneering / Auction rate security / Bonds / Securities / Nuveen Investments / Stock market / Auction / Initial public offering / Business / Financial economics / Investment

ADMINISTRATIVE PROCEEDING BEFORE TOE SECURITIES COMMISSIONER OF SOUTH CAROLINA fn the matter of: Deutsche Bank Securities Inc.,

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Source URL: www.scag.gov

Language: English - Date: 2013-09-16 15:16:02
794Finance / United States Securities and Exchange Commission / United States securities law / SEC filings / 73rd United States Congress / Securities Act / Prospectus / U.S. Securities and Exchange Commission / Initial public offering / Stock market / Financial economics / Investment

APPLICATION FOR COORDINATED STATE REVIEW (CR-EQUITY-1) Amended[removed]

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Source URL: www.coordinatedreview.org

Language: English - Date: 2011-12-01 13:30:25
795Finance / Corporate finance / Securities / Options / Underwriting / Warrant / Initial public offering / Short / Prospectus / Financial economics / Stock market / Investment

STATEMENT OF POLICY REGARDING UNDERWRITING EXPENSES, UNDERWRITER’S WARRANTS, SELLING EXPENSES AND SELLING SECURITY HOLDERS Adopted April 27, 1997; September 28, 1999 I.

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Source URL: www.coordinatedreview.org

Language: English - Date: 2001-05-15 14:57:14
796Accredited investor / Dodd–Frank Wall Street Reform and Consumer Protection Act / Hedge fund / Investor / Equity / Securities offering / Institutional investor / Qualified institutional buyer / Financial economics / Finance / Investment

INVESTOR BULLETIN Accredited Investors The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to educate individual investors about what it means to be an “accredited investor.”

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Source URL: investor.gov

Language: English - Date: 2013-09-23 14:54:03
797Crowd funding / Business / Initial public offering / U.S. Securities and Exchange Commission / Money / Financial economics / Finance / Corporate finance / Stock market

Microsoft Word - SeedInvest - Crowdfunding Comment Letter 2 (Testing the Waters January[removed])

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Source URL: www.sec.gov

Language: English - Date: 2014-01-23 13:22:10
798United States Securities and Exchange Commission / United States securities law / Investment / SEC filings / 73rd United States Congress / Securities Act / U.S. Securities and Exchange Commission / Prospectus / Initial public offering / Stock market / Financial economics / Finance

Microsoft Word - cr-equity-1.doc

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Source URL: www.coordinatedreview.org

Language: English - Date: 2011-12-01 13:30:26
799Stock market / United States securities law / Finance / Securities / Investment / Securities Act / Prospectus / Securities Exchange Act / Initial public offering / Financial economics / SEC filings / United States Securities and Exchange Commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC[removed]FORM 8-K CURRENT REPORT

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Source URL: mediageneral.com

Language: English - Date: 2014-05-08 07:29:59
800Finance / Economics / Real property law / Escrow / Securities Act / Dividend / Initial public offering / Stock / Stock market / Corporate finance / Financial economics

STATEMENT OF POLICY REGARDING PROMOTIONAL SHARES Amended November 17, 1997; September 28, 1999 I. INTRODUCTION. The North American Securities Administrators Association, Inc.

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Source URL: www.coordinatedreview.org

Language: English - Date: 2001-05-15 14:57:16
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